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• Drafting and maintaining the secretarial registers and records including agenda, minutes of board as well as committee meetings
• Updating departmental codes like advertisement guidelines
• Developing codes of conduct for employees and directors
• Conducting orientation programs for new personnel

• Liaison work with SEBI and AMFI
• Managing compliance functions
• Validating legal documentation for corporate clients
• Verification of security arrangements for secured debentures
• Preparing KYC forms and verification of KYC of clients
• Coordinating with distributors for legal compliance

• Reviewing registrar and custodian performance
• Conducting secretarial audits
• Inspecting distributor networks and collection centers

• Drafting offer documents, addendums, and compliance manuals
• Preparing standardized offer documents aligned with risk management guidelines
• Confirming regulatory adherence

• Assisting in establishing new mutual funds through comprehensive documentation
• SEBI correspondence for new fund registrations